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EG 4.2 Notifying the person under investigation where notice is not required under the Act

DEPP 7.2 Interviews

EG 19.34 Markets in Financial Instruments Regulations 2017

DEPP 3.2 The operation of the RDC

EG 19.36 The Packaged Retail and Insurance-based Investment Products Regulations 2017

EG 3.11 FCA approach to firms conducting their own investigations in anticipation of enforcement action

EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

EG 19.35 Data Reporting Services Regulations 2017

EG 19.30 The Mortgage Credit Directive Order

EG 19.31 The Small and Medium Sized Business (Credit Information) Regulations

EG 19.33 The Small and Medium Sized Business (Finance Platforms) Regulations 2015

EG 19.32 The Payment Accounts Regulations 2015

EG 19.23 Electronic Money Regulations 2011

EG 19.29 Immigration Act 2014 (Bank Account) Regulations 2014

EG 19.21 The conduct of investigations under the Payment Services Regulations

SUP 2.3 Information gathering by the FCA on its own initiative: cooperation by firms

DEPP 2.5 Provision for certain categories of decision

EG App 2.1 Purpose, status and application of the guidelines

EG 3.7 Investigations to assist overseas authorities (section 169)

EG 6.2 Publicity during, or upon the conclusion of regulatory action